What is a security trustee?

What is a security trustee?

A security trustee is a service that can be offered by an FCA Authorised firm, although the activity is not regulated by the FCA. Many debt investments, especially listed bond and loan note issues require a firm to act as the security trustee. A security trustee is an...
Is an ICO a Financial Promotion?

Is an ICO a Financial Promotion?

The UK’s FCA, like much of the rest of the world, is seeking to enable an ecosystem that provides positive economic benefits without excessive risks of fraud. Most regulators have determined ICOs are securities and thus must abide by local and international disclosure...
EIS & SEIS – Great for attracting investment

EIS & SEIS – Great for attracting investment

The Enterprise Investment Scheme (EIS) and Seed Enterprise Investment Scheme (SEIS) are government- backed schemes offering great tax efficient benefits to investors in return for investment in qualifying start-up companies seeking early stage equity investment. . EIS...